Card on PPC agency disclosure policy approvals, audit trail and compliance
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Rules and ethics

Part of PPC agencies rules and ethics: a compliance guide for England

Who approves remarketing lists and ad copy at your PPC agency?

How England advertisers can build a PPC agencies disclosure policy that satisfies the ICO, the CAP Code and Google's ad rules, with an audit trail and glossary.

What to take away

  • A Manchester advertiser asks its agency to run remarketing to 40,000 past enquirers. The agency loads the list without checking consent, and the advertiser carries the regulatory risk as data controller.
  • A written disclosure policy fixes who approves ad copy, who owns the lawful basis for remarketing lists and who keeps the audit trail.
  • The ICO's direct marketing guidance and the CAP Code sit alongside Google's own advertising policies, so one policy has to satisfy all three.
  • Review it at least annually, and whenever the agency changes sub-processors or targeting methods.

What an England disclosure policy has to cover

A disclosure policy answers one question: who may say what, to whom, and on what evidence? It matters most when an agency runs remarketing, uses customer match lists or writes claims about price and performance.

Disclosure policy coverage

  • List every live campaign in one table
  • Record lawful basisconsent or legitimate interests
  • Note who collected the data
  • Note where the list is stored
  • Note when it should be deleted
  • Name an advertiser-side approver per ad
  • Keep approval in account change history

Under the UK GDPR and the Privacy and Electronic Communications Regulations, the advertiser is usually the controller and the agency the processor. The UK rules and compliance guide puts that split in the wider UK regulatory picture.

Naming the controller and the lawful basis

List every live campaign in one table. For each, record the lawful basis for any personal data used, whether consent or legitimate interests, and who collected it. Note where the list is stored and when it should be deleted. The ICO's direct marketing guidance sets out how consent and legitimate interests apply to paid search and remarketing.

Sign-off before an ad goes live

Give every ad a named approver on the advertiser side, not just the agency account manager. That person checks claims against evidence: price, availability, comparison language. Keep the approval in the account change history so it can be produced later.

Where the rules come from

Three sources do most of the work. Data protection law covers the lists and tracking behind a campaign, while the CAP Code covers the words in the ad. Google then decides whether it runs at all.

Three sources of rules

Data protection law

What it covers
Lists and tracking
Who enforces
ICO
Key reference
UK GDPR and PECR

CAP Code

What it covers
Words in the ad
Who enforces
ASA
Key reference
CAP Code rulings

Google ad policies

What it covers
Whether it runs
Who enforces
Google
Key reference
Quality Score guidance

The CAP Code and ASA rulings

The Committee of Advertising Practice writes the Code and the Advertising Standards Authority enforces it. The ASA's published rulings show how the rules are applied in practice, including in search ads, and give case studies a policy can use as examples.

Google's own advertising policies

Google applies its own rules on top, covering misrepresentation, restricted content and destination requirements. Quality Score depends partly on relevance and landing page experience, so policy breaches can raise costs as well as invite complaints. Google's Quality Score guidance explains how those components are assessed.

Running the policy as a process

A policy that sits in a shared drive and is never opened creates false confidence. Build three habits.

Monthly checks and a decision log

Review new campaigns, audiences and ad copy each month. Record decisions in a short log: date, campaign, decision, approver. When a regulator or platform asks questions, the log is the evidence.

Contract terms that match the policy

Disclosure duties, audit rights and data-processing terms belong in the agency contract. If contract and policy disagree, the contract usually wins in a dispute. The commercial contracts guide explains what to check before signing, including termination and data return clauses.

Glossary

Controller
the organisation that decides why and how personal data is used.
Processor
an organisation that handles data on the controller's instructions.
CAP Code
the UK advertising code enforced by the ASA.
Remarketing list
an audience built from previous visitors or customers.
Decision log
a dated record of who approved what, and on what evidence.

This is general guidance, not legal advice; individual cases need a qualified adviser.

Common questions

Who is responsible if an agency breaks the rules?

The advertiser is normally the data controller and the platform account holder, so enforcement lands there first. The agency may be liable under the contract.

Does a small England advertiser need a written policy?

Yes, if it runs remarketing, uses customer lists or makes performance claims. The document can run to a few pages; what matters is that approvals and lawful bases are recorded.

How often should the policy be reviewed?

At least once a year, and sooner if the agency changes sub-processors or platforms. A dated review note is enough.

Do ASA rulings apply to search ads?

Yes. The CAP Code covers paid search copy. Published rulings are a practical way to test whether your claims would survive scrutiny.

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